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9. Objects / D. Essence of Objects / 13. Nominal Essence

[essence as derived from experiences of objects]

29 ideas
If you remove the accidents from a horse and a lion, the intellect can't tell them apart [Francis of Marchia]
     Full Idea: Let all accidents be removed from a lion and a horse. Nothing remains in the intellect to distinguish them. We distinguish a lion and a horse only by analogy to the accidents proper to each. The intellect does not have an essential concept of either one.
     From: Francis of Marchia (Commentary on Sentences [1330], I.3.1), quoted by Robert Pasnau - Metaphysical Themes 1274-1671 07.3
     A reaction: What a very nice thought experiment, and very convincing about how the mind perceives such things. But we don't believe horse and lion just consists of the surface properties of them which we experience.
The feature which picks out or names a thing is usually called its 'essence' [Hobbes]
     Full Idea: That accident for which we give a certain name to any body, or the accident which denominates its subject, is commonly called the essence thereof.
     From: Thomas Hobbes (De Corpore (Elements, First Section) [1655], 2.08.23)
     A reaction: This is clearly a prelude to Locke's more carefully formulated 'nominal essence'. Fairly obvious, for nominalist empiricists. A bit surprising to say this was 'common'.
Real essence explains observable qualities, but not what kind of thing it is [Locke, by Jones,J-E]
     Full Idea: Locke defines real essence as the cause of the observable qualities, and then argues that this internal constitution is not what answers the 'what is it?' question, because species is only determined by outward appearance, i.e. by nominal essence.
     From: report of John Locke (Essay Conc Human Understanding (2nd Ed) [1694]) by Jan-Erik Jones - Real Essence §2
     A reaction: Helpful. This explains why sortal essentialism and essentialism based on kinds is misguided.
If essence is 'nominal', artificial gold (with its surface features) would qualify as 'gold' [Locke, by Eagle]
     Full Idea: For Locke, if we found out how to make some stuff which has the same nominal definition as gold, then we have found out how to make a new kind of gold.
     From: report of John Locke (Essay Conc Human Understanding (2nd Ed) [1694]) by Antony Eagle - Locke on Essences and Kinds V
     A reaction: Unfair to Locke. He could see no way to get below the surface; we can do that. Obviously we will treat as gold any substance which we are utterly unable to distinguish from gold. Maybe we are doing that right now.
'Nominal essence' is everything contained in the idea of a particular sort of thing [Locke, by Copi]
     Full Idea: Locke was more interested in 'nominal essences'. ...The abstract idea of various particular substances that resemble each other ..determines a sort or a species, the 'nominal essence', for "everything contained in that idea is essential to that sort".
     From: report of John Locke (Essay Conc Human Understanding (2nd Ed) [1694]) by Irving M. Copi - Essence and Accident p.712
     A reaction: [He refers us to Locke 'Essay' 3.3, and others] This seems to be the sortals espoused by Wiggins, so is he more of a Lockean than an Aristotelian? He's a slippery fish. Knowing the sort is said by Locke to be the key to knowledge.
The observable qualities are never the real essence, since they depend on real essence [Locke]
     Full Idea: Since the powers or qualities that are observable by us are not the real essence of that substance, but depend on it and flow from it, any collection whatsoever of these qualities cannot be the real essence of that thing.
     From: John Locke (Essay Conc Human Understanding (2nd Ed) [1694], 2.31.13)
     A reaction: Of triangles he says that we can observe the real essence. Oderberg defends the view that real essences are largely observable, but I take them to largely consist of hidden features.
In nominal essence, Locke confuses the set of properties with the abstracted idea of them [Eagle on Locke]
     Full Idea: Locke sometimes confuses the nominal essence (a set of properties) with the abstract idea that is the meaning of the general term.
     From: comment on John Locke (Essay Conc Human Understanding (2nd Ed) [1694], 3.03.13) by Antony Eagle - Locke on Essences and Kinds IV
     A reaction: I'm a bit surprised by this view. I took Locke to be referring entirely to the abstracted ideas that give the meaning of the term. I don't take him to be referring to any set of real properties (e.g. 'secondary' ones) intrinsic to the object.
Locke's real and nominal essence refers back to Aristotle's real and nominal definitions [Locke, by Jones,J-E]
     Full Idea: Locke's distinction between real and nominal essences appears to be in reference to the Aristotelian distinction between real and nominal definitions.
     From: report of John Locke (Essay Conc Human Understanding (2nd Ed) [1694], 3.06.02) by Jan-Erik Jones - Real Essence §2
     A reaction: A revealing observation. Locke's philosophy is thoroughly Aristotelian in character, but with the addition of an empirical scepticism that blocks the more speculative (and explanatory) aspects of Aristotle.
Nominal Essence is the abstract idea to which a name is attached [Locke]
     Full Idea: I call by the name of Nominal Essence what is nothing but the abstract idea to which the name is annexed.
     From: John Locke (Essay Conc Human Understanding (2nd Ed) [1694], 3.06.02)
     A reaction: [compressed] Note that Locke is not saying that nominal essence is just words, the verbal definition of the name. Superfluous words in a definition would not be part of the nominal essence if they were not truly part of the idea.
Essences relate to sorting words; if you replace those with names, essences vanish [Locke]
     Full Idea: Essence, in the ordinary use of the word, relates to sorts; ..take but away the abstract ideas by which we sort individuals, and rank them under common names, and then the thought of anything essential to any of them instantly vanishes.
     From: John Locke (Essay Conc Human Understanding (2nd Ed) [1694], 3.06.04)
     A reaction: The claim seems to be that if you refer to 'the dog', you instantly see its doggy essence, but if you refer to 'Fido' you see no such thing. But he is confusing the name with the idea. 'Fido' reveals no essence, but my idea of my beloved dog does.
Real essences are unknown, so only the nominal essence connects things to a species [Locke]
     Full Idea: We only suppose the being of real essences, without precisely knowing what they are: but that which annexes them still to the species is the nominal essence.
     From: John Locke (Essay Conc Human Understanding (2nd Ed) [1694], 3.06.06)
     A reaction: Compare Idea 12532. Locke can't quite make up his mind about the role of the 'sort' in our understanding of essence. His most consistent position is (I take it) to reject it entirely, as he did at first. ...Beginning of 3.06.07 confirms this.
To be a nominal essence, a complex idea must exhibit unity [Locke]
     Full Idea: To make any nominal essence, it is necessary that the ideas whereof it consists have such an union as to make but one idea, how compounded soever.
     From: John Locke (Essay Conc Human Understanding (2nd Ed) [1694], 3.06.28)
     A reaction: This distinguishes nominal essences from his other 'mixed modes', which are just collocations of ideas, but not necessarily exhibiting unity.
Our ideas of substance are based on mental archetypes, but these come from the world [Locke]
     Full Idea: Our ideas of substance being supposed copies, and referred to archetypes within us, must still be taken from something that does or has existed; they must not consist of ideas put together at the pleasure of our thoughts.
     From: John Locke (Essay Conc Human Understanding (2nd Ed) [1694], 4.04.12)
     A reaction: This is a begrudging concession from Locke, who has been rather sarcastic about our supposed knowledge of substance. His is a realist about the physical world, and rightly says that our ideas are shaped by externals. We just don't have the evidence.
For 'all gold is malleable' to be necessary, it must be part of gold's nominal essence [Locke]
     Full Idea: If malleableness makes not a part of the specific essence the name 'gold' stands for, 'tis plain, 'all gold is malleable' is not a certain proposition.
     From: John Locke (Essay Conc Human Understanding (2nd Ed) [1694], 4.06.08)
     A reaction: So why would we think that being malleable was part of the essence of gold, while being shaped like a wedding ring was not? The answer is that we are not only concerned with the 'nominal' essence.
Things have real essences, but we categorise them according to the ideas we receive [Locke]
     Full Idea: This I do say, that there are real constitutions in things from whence simple ideas flow, which we observe combin'd in them. But we distinguish particular substances into sorts or genera not by real essences or constitutions, but by observed simple ideas.
     From: John Locke (Letters to William Molyneux [1692], 1693.01.20)
     A reaction: This is the clearest statement I can find of Locke's position on essences. He is totally committed to their reality, but strongly aware of the empirical constraints which keep us from direct knowledge of them. He would be amazed by modern discoveries.
We have a distinct idea of gold, to define it, but not a perfect idea, to understand it [Leibniz]
     Full Idea: That gold is a metal which resists cupellation and is insoluble in aquafortis is a distinct idea, for it gives us the criteria or definition of 'gold'. But it is not a perfect idea, because we know too little about cupellation and actions of aquafortis.
     From: Gottfried Leibniz (New Essays on Human Understanding [1704], 2.31)
     A reaction: This connects the 'perfect idea' of something with knowing its active substance, and hence its essence. See Idea 12976 for the connection between perfect ideas and definitions.
If two people apply a single term to different resemblances, they refer to two different things [Leibniz]
     Full Idea: If one person applies the name 'avarice' to one resemblance, and some one else to another, there will be two different species designated by the same name.
     From: Gottfried Leibniz (New Essays on Human Understanding [1704], 6.6.292), quoted by Nicholas Jolley - Leibniz and Locke on Essences p.199
     A reaction: Part of Leibniz's sustained attack on Locke's nominal essences. There is clearly an uninteresting nominal essence, where a 'big brown bear' is necessarily brown, but in the interesting respects I think Leibniz is right.
Locke needs many instances to show a natural kind, but why not a single instance? [Leibniz, by Jolley]
     Full Idea: Leibniz points out that it is a concealed premise of Locke's argument that if a natural kind exists it must have many instances, but there seems no a priori objection to the idea of a species with just one member.
     From: report of Gottfried Leibniz (New Essays on Human Understanding [1704], 6.6.311) by Nicholas Jolley - Leibniz and Locke on Essences p.200
     A reaction: I can't see this bothering Locke. Generally we formulate nominal essences by induction from bundles of ideas, but we can formulate a cautious first stab at it from one instance. If you see a new creature, is it a normal one, or a 'monster'?
In modern science, nominal essence is intended to be real essence [Copi]
     Full Idea: In the sphere of scientific enquiry the distinction between real and nominal essence tends to disappear; the scientist's classification of things is intended to be in terms of their real essences.
     From: Irving M. Copi (Essence and Accident [1954], p.716)
     A reaction: Thus we have disputes over what is the 'real' classification of natural kinds such as animals. There is not much point in a classification system that does not at least reflect some aspects of reality.
'Real essence' makes it what it is; 'nominal essence' makes us categorise it a certain way [Ellis]
     Full Idea: The 'real essence' of a thing is that set of its properties or structures in virtue of which it is a thing of that kind; its 'nominal essence' is the properties or structures in virtue of which it is described as a thing of that kind.
     From: Brian Ellis (The Philosophy of Nature: new essentialism [2002], Ch.1)
     A reaction: I like this distinction, because it is the kind made by realists like me who are fighting to make philosophers keep their epistemology and their ontology separate.
The nominal essence is the idea behind a name used for sorting [Wiggins]
     Full Idea: Things being ranked under Names into sorts only as they agree with certain abstract ideas, to which we have annexed the Names, the essence of each sort comes to nothing but that abstract idea which the sortal name stands for. This is the nominal Essence.
     From: David Wiggins (Sameness and Substance Renewed [2001], III.iii.15)
     A reaction: He contrasts 'nominal essence' with 'real essence'. A key passage for David Wiggins. One shouldn't put too much emphasis on nominal essence, since it means that someone referred to as 'that idiot over there' (you, perhaps) is necessarily an idiot.
Nominal essences don't fix membership, ignore evolution, and aren't contextual [Wiggins]
     Full Idea: Nominal essences are unsatisfactory because they fail either of necessity or of sufficiency for membership of the intended kind, they leave unexplained how sortals can evolve, and there is no room for culture or context in our reference to kinds.
     From: David Wiggins (Sameness and Substance [1980], 3.1)
     A reaction: [a compression of a paragraph] I would have thought that Locke would just say it is tough luck if nominal essences can't do all these things, because that's just the way it is, folks.
Words are fixed by being attached to similarity clusters, without mention of 'essences' [Dennett]
     Full Idea: We don't need 'essences' or 'criteria' to keep the meaning of our word from sliding all over the place; our words will stay put, quite firmly attached as if by gravity to the nearest similarity cluster.
     From: Daniel C. Dennett (Consciousness Explained [1991], 13.2)
     A reaction: Plausible, but essentialism (which may have been rejuventated by a modern theory of reference in language) is not about language. It is offering an explanation of why there are 'similarity clusters. Organisms are too complex to have pure essences.
We distinguish objects by their attributes, not by their essences [Shalkowski]
     Full Idea: In ordinary contexts, we distinguish objects not by their essences but by their attributes.
     From: Scott Shalkowski (Essence and Being [2008], 'Ess and Know')
     A reaction: Hence we have a gap between what bestows identity intrinsically, and how we bestow identity conventionally. If you could grasp the essence of something, you might predict a new attribute, as yet unobserved.
We treat the core of a pattern as an essence, in order to keep track of it [Ladyman/Ross]
     Full Idea: We focus on diagnostic features of real patterns that we can treat as 'core', which reliably predict that our attention is still tracking the same real pattern. These are Locke's 'essence of particulars', or Putnam's 'hidden structures'.
     From: J Ladyman / D Ross (Every Thing Must Go [2007], 4.5)
     A reaction: They seemed to be ashamed of themselves for proposing this, and call it a 'second-best' epistemological device. They seem to imply that they are useful fictions, but why shouldn't the hidden structures be real? They might both identify and explain.
If kinds depend only on what can be observed, many underlying essences might produce the same kind [Eagle]
     Full Idea: If the kinds there are depend not on the essences of the objects but on their observed distinguishing particulars, ...then for any kind that we think there is, it is possible that there are many underlying essences which are observably indistinguishable.
     From: Antony Eagle (Locke on Essences and Kinds [2005], IV)
     A reaction: Eagle is commenting on Locke's reliance on nominal essences. This seems to be the genuine problem with jadeite and nephrite (both taken to be 'jade'), or with 'fool's gold'. This isn't an objection to Locke; it just explains the role of science.
Nominal essence are the observable properties of things [Eagle]
     Full Idea: It is clear the nominal essences really are the properties of the things which have them: they are (a subset of) the observable properties of the things.
     From: Antony Eagle (Locke on Essences and Kinds [2005], IV)
     A reaction: I think this is wrong. The surface characteristics are all that is available to us, so our classifications must be based on those, but it is on the ideas of them, not their intrinsic natures. That is empiricsm! What makes the properties 'essential'?
Nominal essence mistakenly gives equal weight to all underlying properties that produce appearances [Eagle]
     Full Idea: Nominal essence does not allow for gradations in significance for the underlying properties. Those are all essential for the object behaving as it observably does, and they must all be given equal weight when deciding what the object does.
     From: Antony Eagle (Locke on Essences and Kinds [2005], IV)
     A reaction: This is where 'scientific' essentialism comes in. If we take one object, or one kind of object, in isolation, Eagle is right. When we start to compare, and to set up controlled conditions tests, we can dig into the 'gradations' he cares about.
Kripke and Putnam offer an intermediary between real and nominal essences [Almog]
     Full Idea: Kripke and Putnam offer us enhanced essences, still formulable in one short sentence and locally graspable. They offer between Locke's mind-boggling definitive real essence and his mind-friendly but not definitive nominal essence.
     From: Joseph Almog (Nature Without Essence [2010], 04)
     A reaction: The solution is to add a 'deep structure' which serves both ends.